Financial advisors

Results: 1463



#Item
851Natural Gas Act / Commodity Futures Trading Commission / Brian Hunter / Investment / Finance / Joseph T. Kelliher / Commodity Exchange Act / Futures contract / Commodity Futures Modernization Act / Financial economics / Federal Energy Regulatory Commission / Amaranth Advisors

THE D.C. CIRCUIT COURT’S OPINION IN HUNTER V. FERC: A PANACEA FOR RESOLVING A JURISDICTIONAL DISPUTE OR MERE PANACHE? By Matthew Kluchenek,1 Regina Speed-Bost,2 Laura Chipkin3 and Rachel Remke4

Add to Reading List

Source URL: globalmarkets.jmls.edu

Language: English - Date: 2013-10-08 13:45:52
852Business / Soft dollar / Money / Brokerage firm / Financial services / Economics / Finance / Investment / Financial adviser

TEXAS STATE UNIVERSITY SYSTEM Disclosures of Investment Information Annual Questions – FY[removed]Does the institution employ outside investment advisors or managers and, if so, who are they?

Add to Reading List

Source URL: gato-docs.its.txstate.edu

Language: English - Date: 2014-04-01 03:57:02
853Financial markets / Financial services / Financial ratios / Performance attribution / Bond duration / Asset-backed security / Rate of return / Portfolio / Collective investment scheme / Financial economics / Investment / Finance

Clearwater Advisors, LLP Cash: Merrill Lynch 0-3 Month Treasury Bill Benchmark For the month of: Manager Performance Calculations Last Month

Add to Reading List

Source URL: persi.idaho.gov

Language: English - Date: 2014-09-10 15:50:00
854Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Municipal bond / Securities Exchange Act / Investment Advisers Act / Financial regulation / Financial economics / Government

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No[removed]; File No. S7[removed]RIN 3235-AK86 Registration of Municipal Advisors AGENCY: Securities and Exchange Commission.

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2011-01-06 10:26:25
855Financial services / National Association of Personal Financial Advisors / Financial adviser / Registered Investment Advisor / Financial planner / Investment Policy Statement / Independent Financial Adviser / Investment Advisor / Certified Financial Planner / Finance / Business / Money

Pursuit of a Financial Advisor Field Guide THE PURSUIT BEGINS Finding qualified, independent

Add to Reading List

Source URL: www.napfa.org

Language: English - Date: 2011-08-31 12:12:27
856Economics / Roth IRA / National Association of Personal Financial Advisors / Income tax in the United States / Roth 401 / 401 / Alternative Minimum Tax / Tax shelter / Business / Individual Retirement Accounts / Taxation in the United States / Finance

PlanningPerspectivesDec05.indd

Add to Reading List

Source URL: www.napfa.org

Language: English - Date: 2006-08-11 16:45:18
857Financial adviser / Investment / Liberal arts colleges / American Association of State Colleges and Universities / Finance

Department of Student Activities ADVISOR AGREEMENT FORM FOR REGISTERED STUDENT ORGANIZATIONS Instructions: This form is to be submitted at the beginning of EACH FALL SEMESTER. If there are multiple advisors of a register

Add to Reading List

Source URL: www.wku.edu

Language: English - Date: 2014-02-19 13:26:32
858Taxation in the United States / Finance / Financial services / Exchange-traded fund / Health savings account / Mutual fund / Insurance / National Association of Personal Financial Advisors / Retirement / Financial economics / Investment / Institutional investors

PDF Document

Add to Reading List

Source URL: www.napfa.org

Language: English - Date: 2007-01-16 15:45:40
859Financial Advisor / Advocis / Business / Money / Economics / National Association of Personal Financial Advisors / Investment / Finance / Financial adviser

The Final Word Making Professionalization a Reality BY GREG POLLOCK L Advocis could not

Add to Reading List

Source URL: www.advocis.ca

Language: English - Date: 2014-01-27 10:03:45
860Corporations law / Private law / Board of directors / Business law / Management / National Association of Personal Financial Advisors / Business / Committees / Corporate governance

Microsoft Word - NAPFA LDC Candidate Application.doc

Add to Reading List

Source URL: www.napfa.org

Language: English - Date: 2012-08-15 14:14:58
UPDATE